THE UNITED STATES DEPARTMENT OF JUSTICE

OFFICE OF THE U.S. TRUSTEE

David C. Farmer, Successor Trustee
vs.
Bobby N. Harmon

(Formerly Mary Lou Woo vs. Harmon and James Nicholson vs. Harmon)

CV05-00030 DAE/KSC

United States District Court, District of Hawaii

Judges: David A. Ezra; Kevin S. Chang

~ ~ ~

DEFENDANT’S WITNESS

JAMES E. DUFFY, JR.

Address to be determined.

James E. Duffy, Jr., is a former Kamehameha Schools Master; Mediator in EQ2048; judge in Wong, etc., vs. Bronster, etc., former senior partner in the law firm of Fujiyama, Duffy & Fujiyama; Clients have reportedly included Frank Fasi (in the Maunawili Valley case), Colbert Matsumoto, Island Insurance Co.; Herbert Horita’s Halekua Development Corporation. An associate in the Fujiyama, Duffy & Fujiyama firm was Defendant’s first attorney in Trustees of Bishop Estate v. Harmon, John Marshall.

From Wikipedia:

James E. Duffy, Jr. (born June 4, 1942) is an associate justice of the Hawaii State Supreme Court. He is currently serving a term that lasts from 2003 to 2013. He also is a former federal judicial nominee to the U.S. Court of Appeals for the Ninth Circuit.

Early life and education

Born in St. Paul, Minnesota, Duffy graduated from Cretin High School in Saint Paul, Minnesota, Duffy earned a bachelor's degree from the College of St. Thomas in 1965. He then went on to Marquette University to obtain his doctorate of jurisprudence in 1968.

Professional career

Duffy began his legal career in 1968 at the law firm Cobb & Gould where he became an associate. He joined the law firm Chuck & Fujiyama in Honolulu, Hawaii as an associate. In 1975, Duffy became a senior partner and the firm was renamed Fujiyama, Duffy & Fujiyama. Duffy retired from Fujiyama, Duffy & Fujiyama in 2000 and worked as a mediator from 2000 until his appointment to the Hawaii State Supreme Court in 2003.

Unsuccessful nomination to the U.S. Court of Appeals for the Ninth Circuit

On June 17, 1999, President Bill Clinton nominated Duffy to a seat on the U.S. Court of Appeals for the Ninth Circuit to replace Judge Cynthia Holcomb Hall, who had taken senior status on August 31, 1997. Although Duffy had the support of both of Hawaii's U.S. senators at the time, his nomination languished in the Republican-led Senate, which declined to hold a U.S. Senate Judiciary Committee hearing or vote on his nomination.

In a quixotic move, Clinton renominated Duffy and several other appeals-court nominees on January 3, 2001. President George W. Bush on March 20, 2001 withdrew Duffy's nomination, along with those of 62 other executive and judicial nominees, choosing not to renominate Duffy. Later in 2001, Bush nominated Richard R. Clifton of Hawaii for the seat to which Duffy had been nominated, and Clifton was confirmed in a 98-0 vote of the U.S. Senate on July 30, 2002.

Nomination to and service on the Hawaii State Supreme Court

In 2003, Hawaii Governor Linda Lingle appointed Duffy from his private practice to the five-member Hawaii State Supreme Court. Though appointed by a governor from the Hawaii Republican Party, Duffy is a member of the Hawaii Democratic Party.

"Hawaii has been very good to me, both personally and professionally, and this is my opportunity to pay back some of the good things that have been done for me in the practice of law and personally," Duffy said at a news conference while standing next to Lingle, according to an April 15, 2003 Associated Press article...

References:

1.         ^ Bush Dumps Clinton Nominees, 62 Executive And Judicial Nominees Are Pulled... - CBS News

2.         ^ http://en.wikipedia.org/wiki/Richard_R._Clifton

3.         ^ Selection panel limits judgeship picks | starbulletin.com | News | /2008/03/09/

External links

Starbulletin article on Duffy's nomination

http://en.wikipedia.org/wiki/James_E._Duffy_Jr

* * * * *

August 12, 2009

THE RICK PITINO SCANDAL

University of Louisville men's basketball coach Rick Pitino is in the midst of a scandal as he admitted to police that he had sex in a restaurant in August 2003 with Karen Sypher, the woman who is charged with attempting to extort him.

Pitino also admitted to giving Sypher $3,000 for an abortion after she informed him she was pregnant....

New York Daily News

 * * * * *

July 13, 2003

Volleyball investigation recalls bad memories

By Dave Reardon, Star-Bulletin

It's extremely unlikely Hawaii will get the dreaded "death penalty" from the NCAA for using an ineligible player in men's volleyball. But the state's most venerable observer of sports sees the situation as life-and-death in the figurative sense.

"If they take the (2002 national) championship away that's a mortal blow for (coach Mike) Wilton, the team and the university," retired sportscaster Les Keiter said. "I can't see the NCAA just slapping them on the wrist."

UH athletic director Herman Frazier has sounded a confident tone since reports of a violation surfaced Wednesday. He has experience with the NCAA on serious compliance issues from his time at Arizona State, and said such dealings are a strength of his.

"From an NCAA standpoint I don't think they can call this a major problem," he said in a phone interview Thursday. "I think they will find the institution did everything humanly possible to be in compliance."

But if they don't, Keiter said, forfeiting the school's only national championship in a men's sport -- and in a sport that is so popular here -- could put a pall over the UH athletic department second only to the men's basketball scandal of the mid-1970s. That one ended with two years of NCAA probation, a scattering of promising coaches and players, and a team that went 1-26 in 1977-78.

The long time TV voice of the program agrees. But Jim Leahey added that the volleyball situation could turn out worse than the basketball scandal.

"The difference is basketball was nowhere near a national championship, and in this situation they may have to take down the flag. This is worse," Leahey said. "The basketball team was very popular, but this is also a team that is deeply loved by the people."

UH has had several brushes with the NCAA over the years, most of them fairly minor eligibility issues. Until the potentially catastrophic volleyball revelations last week, they were all the equivalent of parking violations when compared to what befell the basketball program in 1976 and 1977.

Hawaii was hoops crazy in the early 1970s with the success of the Fabulous Five, and later, Thomas Henderson, a future Olympian and NBA starter whom many consider the program's greatest player.

On Feb. 3, 1976, UH was notified by the NCAA that four players -- Henry Hollingsworth, Gary Gray, George Ritter and David Knight -- broke rules by appearing in a TV commercial for Cutter Ford. "The Cutter Four" (of whom only Hollingsworth was a starter) is what people remember most about the scandal. But it was the proverbial tip of the iceberg.

The TV commercial was a relatively minor transgression ("they weren't getting cars," Leahey recalled), but it brought on an NCAA investigation that discovered 68 violations of 18 rules. The university itself and its student government also investigated, and discovered "a host of irregularities," including payment of apartment rentals by head coach Bruce O'Neil.

On May 7, 1977, the hammer fell. According to Star-Bulletin articles at the time, the program was placed on probation and nine individuals -- O'Neil, assistant coach Rick Pitino, athletic director Paul Durham and boosters Wallace Fujiyama, Stuart Ho, Tom Mui, Clarence Chang, Harry Kurasaki and Mike Suzuki were ordered to permanently sever all relations with UH athletics. A tenth person, booster club president Art Woolaway, was ordered to disassociate himself for two years.

Durham fought the charges against him and on Dec. 23, 1977, the NCAA cleared him of any wrongdoing. He remains a staunch supporter of UH sports today. So does Woolaway, who splits his time between the mainland and Hawaii and is an honorary assistant coach of the Rainbows.

Pitino was 2-4 as interim head coach after O'Neil was relieved Feb. 6, 1976. Pitino went on to a hugely successful career as a college and NBA head coach that continues to this day at Louisville. He rarely mentions his time in Hawaii.

Pete Gillen was another assistant for that UH team. He also went on to success and is the head coach at Virginia.

O'Neil also landed on his feet. He owns a sports promotion business in Oregon and has partnered with ESPN, helping the network launch ESPN Home Video.

The 1975-76 team went 11-16. It was Hawaii's first losing season in five years, and the Rainbows didn't finish with a winning record again until 1980-81, when they went 14-13.

On Dec. 16, 1976, players Ed Torres, Wayne Crowe and Steve Borup were declared ineligible by the NCAA because of the rental payment violations. After a review, Borup's eligibility was restored, but Torres and Crowe were forced to sit out the remainder of the 1976-77 season.

Reggie Carter, a promising freshman on the 1975-76 team, transferred to St. John's and went on to a brief NBA career.

Keiter, who was the sports director at KHON at the time, said he doesn't think the scandal knocked down an up-and-coming program.

"They had some good young players, but as I look back I don't really think there was any indication they were on their way to being a powerhouse," he said. "But I can't think of any other scandal that put UH sports in as bad a light."

In Keiter's estimation, there was something worse, though.

"NCAA violations happen to lots of schools for lots of reasons," he said. "But when the football team went 0-12 (in 1998) we all felt that shame. It got to be ridiculous to go out to the game and hope they win. There's not that much shame with NCAA sanctions, other than 'We got caught.' "

But, as Leahey reminded, there is more at stake now with volleyball than there was with basketball 27 years ago.

"The tragedy is it's the school's only men's national title," he said. "If that flag has to come down. ..."

http://starbulletin.com/2003/07/13/sports/index3.html

* * * * *

Arthur Davies Woolaway

Aug. 21, 2004

Arthur Davies Woolaway, 92, of Dallas, a Maui Agriculture Co. irrigation supervisor, Hawaiian Commercial and Sugar Co. field superintendent and Gray Line Hawaii Ltd. president and owner, died in Dallas. He also was a Alexander & Baldwin president's assistant. He was born in Honolulu. He is survived by wife Suzanne; children Stanley and Joy; stepchildren Dee Jay Mailer, Lori Halderman and Kristin Dunn; 10 grandchildren; and five great-grandchildren. Celebration of life: 4 p.m. Sunday at Oahu Country Club. Donations suggested to University of Hawaii Foundation Men's Basketball Program, American Cancer Society Research for Punahou School.

* * * * *

* * * * *

August 12, 2009

THE RICK PITINO SCANDAL

University of Louisville men's basketball coach Rick Pitino is in the midst of a scandal as he admitted to police that he had sex in a restaurant in August 2003 with Karen Sypher, the woman who is charged with attempting to extort him.

Pitino also admitted to giving Sypher $3,000 for an abortion after she informed him she was pregnant....

New York Daily News

* * * * *

July 13, 2003

Volleyball investigation recalls bad memories

By Dave Reardon, Star-Bulletin

It's extremely unlikely Hawaii will get the dreaded "death penalty" from the NCAA for using an ineligible player in men's volleyball. But the state's most venerable observer of sports sees the situation as life-and-death in the figurative sense.

"If they take the (2002 national) championship away that's a mortal blow for (coach Mike) Wilton, the team and the university," retired sportscaster Les Keiter said. "I can't see the NCAA just slapping them on the wrist."

UH athletic director Herman Frazier has sounded a confident tone since reports of a violation surfaced Wednesday. He has experience with the NCAA on serious compliance issues from his time at Arizona State, and said such dealings are a strength of his.

"From an NCAA standpoint I don't think they can call this a major problem," he said in a phone interview Thursday. "I think they will find the institution did everything humanly possible to be in compliance."

But if they don't, Keiter said, forfeiting the school's only national championship in a men's sport -- and in a sport that is so popular here -- could put a pall over the UH athletic department second only to the men's basketball scandal of the mid-1970s. That one ended with two years of NCAA probation, a scattering of promising coaches and players, and a team that went 1-26 in 1977-78.

The long time TV voice of the program agrees. But Jim Leahey added that the volleyball situation could turn out worse than the basketball scandal.

"The difference is basketball was nowhere near a national championship, and in this situation they may have to take down the flag. This is worse," Leahey said. "The basketball team was very popular, but this is also a team that is deeply loved by the people."

UH has had several brushes with the NCAA over the years, most of them fairly minor eligibility issues. Until the potentially catastrophic volleyball revelations last week, they were all the equivalent of parking violations when compared to what befell the basketball program in 1976 and 1977.

Hawaii was hoops crazy in the early 1970s with the success of the Fabulous Five, and later, Thomas Henderson, a future Olympian and NBA starter whom many consider the program's greatest player.

On Feb. 3, 1976, UH was notified by the NCAA that four players -- Henry Hollingsworth, Gary Gray, George Ritter and David Knight -- broke rules by appearing in a TV commercial for Cutter Ford. "The Cutter Four" (of whom only Hollingsworth was a starter) is what people remember most about the scandal. But it was the proverbial tip of the iceberg.

The TV commercial was a relatively minor transgression ("they weren't getting cars," Leahey recalled), but it brought on an NCAA investigation that discovered 68 violations of 18 rules. The university itself and its student government also investigated, and discovered "a host of irregularities," including payment of apartment rentals by head coach Bruce O'Neil.

On May 7, 1977, the hammer fell. According to Star-Bulletin articles at the time, the program was placed on probation and nine individuals -- O'Neil, assistant coach Rick Pitino, athletic director Paul Durham and boosters Wallace Fujiyama, Stuart Ho, Tom Mui, Clarence Chang, Harry Kurasaki and Mike Suzuki were ordered to permanently sever all relations with UH athletics. A tenth person, booster club president Art Woolaway, was ordered to disassociate himself for two years.

Durham fought the charges against him and on Dec. 23, 1977, the NCAA cleared him of any wrongdoing. He remains a staunch supporter of UH sports today. So does Woolaway, who splits his time between the mainland and Hawaii and is an honorary assistant coach of the Rainbows.

Pitino was 2-4 as interim head coach after O'Neil was relieved Feb. 6, 1976. Pitino went on to a hugely successful career as a college and NBA head coach that continues to this day at Louisville. He rarely mentions his time in Hawaii.

Pete Gillen was another assistant for that UH team. He also went on to success and is the head coach at Virginia.

O'Neil also landed on his feet. He owns a sports promotion business in Oregon and has partnered with ESPN, helping the network launch ESPN Home Video.

The 1975-76 team went 11-16. It was Hawaii's first losing season in five years, and the Rainbows didn't finish with a winning record again until 1980-81, when they went 14-13.

On Dec. 16, 1976, players Ed Torres, Wayne Crowe and Steve Borup were declared ineligible by the NCAA because of the rental payment violations. After a review, Borup's eligibility was restored, but Torres and Crowe were forced to sit out the remainder of the 1976-77 season.

Reggie Carter, a promising freshman on the 1975-76 team, transferred to St. John's and went on to a brief NBA career.

Keiter, who was the sports director at KHON at the time, said he doesn't think the scandal knocked down an up-and-coming program.

"They had some good young players, but as I look back I don't really think there was any indication they were on their way to being a powerhouse," he said. "But I can't think of any other scandal that put UH sports in as bad a light."

In Keiter's estimation, there was something worse, though.

"NCAA violations happen to lots of schools for lots of reasons," he said. "But when the football team went 0-12 (in 1998) we all felt that shame. It got to be ridiculous to go out to the game and hope they win. There's not that much shame with NCAA sanctions, other than 'We got caught.' "

But, as Leahey reminded, there is more at stake now with volleyball than there was with basketball 27 years ago.

"The tragedy is it's the school's only men's national title," he said. "If that flag has to come down. ..."

http://starbulletin.com/2003/07/13/sports/index3.html

* * * * *

Arthur Davies Woolaway

Aug. 21, 2004

Arthur Davies Woolaway, 92, of Dallas, a Maui Agriculture Co. irrigation supervisor, Hawaiian Commercial and Sugar Co. field superintendent and Gray Line Hawaii Ltd. president and owner, died in Dallas. He also was a Alexander & Baldwin president's assistant. He was born in Honolulu. He is survived by wife Suzanne; children Stanley and Joy; stepchildren Dee Jay Mailer, Lori Halderman and Kristin Dunn; 10 grandchildren; and five great-grandchildren. Celebration of life: 4 p.m. Sunday at Oahu Country Club. Donations suggested to University of Hawaii Foundation Men's Basketball Program, American Cancer Society Research for Punahou School.

* * * * *

March 9, 2008

Selection panel limits judgeship picks

Duffy might have been "a lesser of evils,"
one Republican believes

By Ken Kobayashi, Honolulu Star-Bulletin

In her first year in office, Gov. Linda Lingle named Honolulu lawyer Jim Duffy to the Hawaii Supreme Court.

Some were surprised by the Republican governor's selection of Duffy, a respected lawyer who has close ties to many isle Democrats, including his friend former Gov. Ben Cayetano.

Over the years, Duffy developed a reputation as a moderate, with some legal observers suggesting he often aligns himself with Simeon Acoba, considered one of the court's most liberal members.

Last year, Duffy wrote the unanimous opinion that declared the state erred in not requiring an environmental assessment for the Superferry, a project that Lingle supports.

Republican state Sen. Fred Hemmings said he does not see any irony in the Republican governor appointing Duffy.

He said Lingle's hands were tied by the Judicial Selection Commission, whose members include appointees by the former Democratic governor and Democratic state Senate president and speaker of the House.

"She might have appointed a lesser of evils there," Hemming said.

Duffy's appointment highlighted the significant role played by the state Judicial Selection Commission, one of the most powerful and secretive panels in the state.

Created by a 1978 constitutional amendment, the commission submits four to six names to the governor for each vacancy on the Hawaii Supreme Court, the Intermediate Court of Appeals and the Circuit Courts.

The governor must make her appointments from the lists.

In addition to Duffy, the other five names submitted were labor attorney Lowell Chun-Hoon and Circuit Judges Eden Hifo, Sabrina McKenna, Richard Perkins and Richard Pollack -- all four appointed by Democratic governors.

Lingle said it was a "tough" list. "It really wasn't a very diverse group of potentials."

But the governor said she does not second-guess her appointments and that she thinks Duffy is doing his best.

Lingle said she did not agree with the Superferry decision and did not like it. "But it doesn't reduce my opinion of him as a person who brought a new attitude on the court that I felt was very important at the time," she said.

The governor names two members to the commission to six-year terms, and Lingle appointed Philip Hellreich in 2003 and Shelton Jim On in 2005.

Hellreich is former president of the Hawaii Medical Association and husband of Miriam Hellreich, Hawaii GOP national committeewoman. Jim On was a Lingle campaign supporter.

Lingle said her appointments made a difference.

"It's no question that it's a more diverse group that I get," Lingle said.

The other commissioners include Rosemary Fazio, the chairwoman, and Susan Ichinose, who were elected by the Hawaii State Bar Association.

The others are Frederick Okumura, who was appointed by the chief justice; Melvin Chiba and Sheri Sakamoto, appointed by the Senate president; and Ralph LaFountaine and Thomas Fujikawa, appointed by the speaker of the House of Representatives.

The commission meets privately and the panelists refrain from discussing their work because the state Constitution mandates that the "deliberations of the commission shall be confidential."

Fazio said she could not discuss whether more prosecutors are applying for the judgeships or whether more are ending up on the lists submitted to the governor. She also would not say whether a candidate's prosecutorial background enhances the person's qualifications.

"You want somebody with solid experience, somebody who is a leader in his or her field, whether it is as a prosecutor or a public defender or someone in private practice," she said. "You want someone who has merit."

LINGLE'S JUDICIAL APPOINTMENTS

Gov. Linda Lingle appointed 15 of the 44 judges on the Hawaii Supreme Court, the Intermediate Court of Appeals and the Circuit Courts around the state. (The chief justice appoints district judges, the lowest tier in the judicial system.)

A look at her appointments (and the year of appointment):

HAWAII SUPREME COURT

James Duffy (2003)

INTERMEDIATE COURT OF APPEALS

Mark Recktenwald (2007)
Katherine Leonard (2007)
Craig Nakamura (2004)
Alexa Fujise (2004)

CIRCUIT COURT (HONOLULU)

Glenn Kim (2007)
Randal Lee (2005)
Patrick Border (2004)
Bert Ayabe (2004)
Rhonda Nishimura (2003)

CIRCUIT COURT (MAUI)

Richard Bissen (2005)

CIRCUIT COURT (BIG ISLAND)

Elizabeth Strance (2005)
Glenn Hara (2004)

CIRCUIT COURT (KAUAI)

Randal Valenciano (2005)
Kathleen Watanabe (2005)

http://archives.starbulletin.com/2008/03/09/news/story02.html

See also:

http://www.kycbs.net/Dots-Judicial-Selection-Commission.htm

~ ~ ~

NEW DISCOVERY (08-04-08): UNDISCLOSED CONFLICTS-OF-INTEREST BETWEEN JUDGE KEVIN CHANG; JUDGE COLLEEN HIRAI; THE FORMER BISHOP ESTATE TRUSTEES (DEFENDANTS IN HARMON’S RICO LAWSUIT); THE COURT-APPOINTED MEDIATORS IN EQUITY 2048 (DAVID FAIRBANKS AND JAMES DUFFY); FEDERAL INSURANCE COMPANY; XL INSURANCE COMPANY; ATTORNEY GENERAL EARL ANZAI; DEPUTY ATTORNEY GENERAL HUGH JONES, STEVEN GUTTMAN, AND OTHERS:

August 11, 2000

State deal with
former trustees reported

The terms: Dickie Wong's attorney says the agreement resolves pending action against the ex-trustees

The significance: A settlement of the suit would avoid a costly trial scheduled next month

By Rick Daysog, Star-Bulletin

The attorney general`s office has agreed to settle its multimillion dollar lawsuit against the five former trustees of the Kamehameha Schools, according to a lawyer for former trustee Richard "Dickie" Wong.

Another person familiar with the settlement talks said, however, that while there is an agreement in principle it may be some time before it is completed.

In a sworn affidavit filed in the Hawaii Supreme Court yesterday, Wong's lawyer Eric Seitz said he has been informed that the attorney general`s office reached a "global settlement" on Aug. 4 with ex-board members Wong, Henry Peters, Gerard Jervis, Oswald Stender and Lokelani Lindsey that resolves the pending probate, tax and civil litigation against the former trustees.

The plan, which requires approval from the state Probate Court, represents a major milestone in the three-year controversy that has dogged the $6 billion charitable trust. If approved, the deal would avert a costly, one-year trial that is scheduled to begin Sept. 18. Details of the proposed deal remain under seal but Seitz, who represents Wong in the criminal actions brought by the state, said some of the attorney general`s civil claims against the former trustees will be covered by the estate`s $25 million insurance policy with Federal Insurance Co.

It is not clear whether the former trustees will be personally liable for any of the surcharges sought by the attorney general`s office. Seitz added that the insurance company will not cover the outstanding legal bills for the criminal proceedings against his client and Peters, who were indicted by an Oahu grand jury on theft charges. The criminal theft charges have been overturned by Circuit Judge Michael Town, but the state is appealing those decisions. Seitz, who is owed about $20,000 in legal fees for his work in Wong's criminal case, criticized the proposed settlement, saying it uses the insurance company's resources to pay for the civil cases at the expense of the criminal cases involving former trustees Wong and Peters. Until now, the insurance policy had been covering Wong's and Peters' criminal defense costs.

"It's not only unfair but it's an outrage, because it takes away ... the criminal protection that he's entitled to," Seitz said.

Seitz' affidavit was in response to a request by the attorney general's office for records relating to Federal Insurance's payments for Wong's legal costs, a subject of the state's surcharge suit. Seitz argued that state attorneys shouldn't be entitled to the insurance records since they have settled the surcharge suit.

Deputy Attorney General Hugh Jones had no comment on Seitz' affidavit, saying the mediation process is subject to a confidentiality order. Glenn Sato, a lawyer representing Wong in the Probate Court proceedings, also declined comment on Seitz' filing, citing the court's confidentiality order.

An attorney for Stender also had no response, while lawyers for Peters and Jervis could not be reached.

Michael Green, Lindsey's lawyer, took issue with Seitz' affidavit, calling it irresponsible given the sensitivity of the settlement talks.

"The discussions at this point are fragile at best," Green said. "For any lawyer, including Mr. Seitz, to say this case is settled is irresponsible."

A spokesman for the estate said there is no settlement at this time. He declined further comment.

In its lawsuit, the state is seeking multimillion dollar surcharges against the former trustees for allegedly taking excessive compensation, mismanaging the trust's educational programs and incurring more than $200 million in investment losses.

The former trustees have denied wrongdoing, saying the trust is well-run and financially stable.

According to Seitz, the global settlement was reached by all of the parties, including Federal Insurance, during an Aug. 4 closed-door conference with Probate Judge Kevin Chang. Seitz said the plan was placed on the record, making it enforceable.

But others familiar with the talks said that while there may be tentative agreement, there are outstanding issues.

They noted that the attorney general's office and lawyers for the former trustees continue to hold discussions with the court-appointed mediators, David Fairbanks and James Duffy.

Minutes to the Aug. 4 meeting in Chang`s chambers are under a court-ordered seal.

http://starbulletin.com/2000/08/11/news/story1.html

See also...

http://www.kycbs.net/Google-Kamehameha-Schools.htm

http://www.kycbs.net/ChubbGroup.htm

http://www.kycbs.net/Confessions.htm

http://www.kycbs.net/Broken-Trust-Book.htm

http://www.kycbs.net/Dots-Judicial-Selection-Commission.htm

http://www.kycbs.net/JUSTICE.htm

http://www.kycbs.net/Lost-Generations.htm

http://www.kycbs.net/MarshBirds.htm

http://www.kycbs.net/RICO-BH.htm

http://www.kycbs.net/Whistler.htm

http://www.kycbs.net/XL.htm

http://www.kycbs.net/Claims-Branch-Chubb.htm

http://www.kycbs.net/Claims-Branch-Kamehameha.htm

http://www.kycbs.net/Claims-Branch-Kessner-Duca.htm

http://www.kycbs.net/Claims-Branch-Marsh-McLennan.htm

http://www.kycbs.net/Claims-Branch-P-C.htm

http://www.kycbs.net/Claims-Branch-XL.htm

~ ~ ~

NEW DISCOVERY (07-18-08): Undisclosed professional conflicts of interests with Defendant’s attorney, Bradley Tamm, and attorneys representing parties involved in Harmon’s RICO lawsuit and EQ2048; breach of attorney-client privilege confidentiality rules:

Bankruptcy Alternative Dispute Resolution Program

Current members of the Bankruptcy Mediation Panel are listed below.
Applications for appointment to the panel will be accepted on a continuing basis.


Ryther L. Barbin, Esq.
Louis L. C. Chang, Esq.
Robert E. Chapman, Esq.
Chuck C. Choi, Esq.
Harrison P. Chung, Esq.
Charles W. Crumpton, Esq.
Nicholas C. Dreher, Esq.
James N. Duca, Esq.
Don Jeffrey Gelber, Esq.
Steven Guttman, Esq.
Owen H. Hellekson, Jr., Esq.


Simon Klevansky, Esq.
Ronald K. Kotoshirodo, Esq.
Colin K. Kurata, Esq.
Remy Luria, Esq.
Alan J. Ma, Esq.
Michael F. Nauyokas, Esq.
William J. Plum, Esq.
Bradley Tamm, Esq.
Susan Tius, Esq.
James A. Wagner, Esq.
Thomas J. Wong, Esq.

LBR 9019-2. ALTERNATIVE DISPUTE RESOLUTION

(a) Purpose and Scope. To facilitate the voluntary resolution of adversary proceedings and contested matters, the Bankruptcy Court is authorized to establish guidelines for court-sponsored Bankruptcy Alternative Dispute Resolution (BDR) procedures. This rule does not preclude parties from participating in the alternative dispute resolution (ADR) procedures implemented under LR 16.11 or in any other ADR process.

(b) Program Administration.

(1) Bankruptcy Mediation Committee. The court may establish a Bankruptcy Mediation Committee to formulate guidelines for BDR procedures and the selection, training and evaluation of individuals to serve on a Mediator Panel.

(2) BDR Administrator. The court may appoint a BDR Administrator to administer the BDR program and to serve as liaison between the court and the Bankruptcy Mediation Committee.

(3) Bankruptcy Mediator Panel. The BDR Administrator shall publish and maintain a list of qualified individuals approved by the court to serve as members of a Bankruptcy Mediator Panel. Individuals selected to serve on the panel may be required to provide a minimum amount of service without compensation.

(c) Confidentiality.

(1) Except as otherwise provided by this rule or applicable law, any and all communications made in connection with any mediation under this rule shall be subject to Rule 408 of the Federal Rules of Evidence.

(2) Mediators and parties shall not communicate with the court about the substance of any position, offer or other matter in the mediation without the consent of all parties, unless such disclosure is required to enforce a settlement agreement or to provide evidence in an attorney disciplinary proceeding, but only to the extent required to accomplish that purpose.

(d) Immunity of Mediators. All persons serving as mediators under this rule shall be deemed to be performing quasi-judicial functions and shall be entitled to all of the privileges, immunities and protections that the applicable law accords to persons serving in such capacity.

12/19/2002

http://www.hib.uscourts.gov/guidelines/BDR/BDR.htm

 

Also, see Exhibits “E” & “F”:

E

03/30/02

Letter from Harmon to Bradley Tamm re Ch 7 Case 99-04339

www.kycbs.net/Claim-Tamm-3-30-2.htm

Related pages:

www.kycbs.net/Claims-Branch-Dunn-Tamm.htm

F

04/06/02

Fax from Harmon’s attorney, Bradley Tamm, to Steven Guttman, Matt Tsukazaki, and Susan Tius requesting that these parties “SHOULD ALL COOPERATE IN EXCHANGING SUCH INFORMATION FOR OUR MUTUAL BENEFIT AND THE PRESERVATION OF OUR CARRIER’S INTERESTS.” This is indisputable evidence of violation of attorney-client privilege and conspiracy to commit fraud.

www.kycbs.net/Claim-Tamm-4-6-2.pdf

~ ~ ~

NEW DISCOVERY: (06-29-08):

May 5, 2008

Rivals in dispute summon Matsui

By Ken Kobayashi, Star-Bulletin

Honolulu mediator Clyde Matsui was among a roomful of lawyers in an antitrust case when a mainland attorney suggested that one reason they were having problems was that Matsui did not know what the lawyer meant when he used the term "oligopoly."

Matsui asked the attorney whether he meant it in the context of the Sherman Antitrust Act, Section 2, as it was used against railroad companies and later the cigarette industry when six or fewer sellers supply 75 percent of more of the market.

"Is that what you're talking about?" Matsui asked.

The lawyer cleared his throat. "Yes, sir."

Matsui then told the lawyer he wanted to say three things so they would not get distracted again: First, Hawaii has law books; second, Hawaii will soon get computers.

"And No. 3," Matsui recalls that he told the lawyer, "you condescend to me one more time, you're leaving this process, and it might not be through the door."

Matsui, 60, a lawyer who specialized in civil cases, is regarded in the legal community as one of Hawaii's top mediators and arbitrators who are part of a growing industry to help resolve court cases and avoid costly and oftentimes emotionally draining litigation.

His detractors suggest that he can be too blunt and too impatient, but Matsui has handled hundreds of cases and his track record shows major successes.

Matsui's supporters believe that he is effective because he is bright, does his homework, knows how to close deals and focuses on the critical issues. Some also see similarities with Wallace Fujiyama, a prominent Honolulu lawyer who died in 1994 and was known for his unabashed support of local culture and local people.

"He certainly is a local boy, but, like Wally, he's a very sophisticated local boy," said Honolulu lawyer David Fairbanks, also considered one of the best mediators and arbitrators in town.

"I think he is very loyal to the local practice of law. That's not to say people from the mainland are treated differently or less fairly, but Clyde is mindful of his roots and what we have here."

In a recent interview, Matsui acknowledged that he strongly supports Hawaii's lawyers.

He said he finds some pleasure in deflating egos of mainland attorneys who think they are more worldly and wise than Hawaii lawyers "stuck in the middle of the Pacific with law degrees from correspondence schools."

"I love when they come and I find one opportunity to dissuade them from that notion," Matsui said.

At the same time, though, Matsui said the mainland lawyer in the "oligopoly" anecdote later became the most helpful in getting the case settled.

It is no coincidence that Matsui's style reminds some of Fujiyama.

Fujiyama coached Matsui when he was 10 to 12 and played on a youth baseball team. Matsui said he talked a lot, and Fujiyama gave him the nickname "Lippy." He said during trips to the mainland, Fujiyama would insist that Matsui sit next to him and would talk throughout the flight.

"He contributed a lot to my formative years," Matsui said.

His parents, Jiro and the late Betty Matsui, also were huge influences with their "old school" philosophy. Although the father worked as a state research analyst and his mother as a secretary, the money had to be stretched to support Matsui, his two brothers and his grandparents, all living together in McCully.

Still, the parents, like many of their generation, valued education highly and sacrificed to send Matsui to Iolani School.

"They teach you not to disappoint them, no matter what you do. You don't shame the family in a small community like McCully. I guess through the years, you kind of learn what they taught you is not to disappoint yourself."

Matsui said he knows Fujiyama had pride of being raised humble, "local style."

"And I do, too," Matsui said. "I cherish that more than anything."

Matsui's first major mediation led to the settlement of the bitter dispute between the state and the former Bishop Estate trustees in 2000. Matsui's fellow mediators were David Fairbanks and Jim Duffy, now an associate justice of the Hawaii Supreme Court.

Other major cases followed. Today, Matsui's law firm has eight lawyers.

Matsui said he currently has about 14 pending arbitration and mediation cases, including one involving a major Mapunapuna landowner suing the city and state over the constant flooding in the area.

The case reveals a commonsense approach Matsui is known to use in settling cases.

Matsui said the parties agreed to deal with the causes -- the tides, the overflow from Mapunapuna Stream and an abandoned waterline that was not plugged. Once the problems are fixed, they can start figuring out liability and money, Matsui said.

For the landowner, the sublessees will suffer less damage, and the property will be worth more, Matsui said. For the city and state, the flooding will end, and the repairs will cap any further liability.

The repair work will begin shortly, he said.

Matsui said this strategy was reached at their first meeting.

"The whole point is, you put the fix in front of the settlement rather than go mindlessly into the settlement of the case," Matsui said.

Matsui believes that as litigation becomes more expensive, mediation becomes the only "viable alternative."

He recalled that he settled one dispute between a private trust and its lessee, but not before each side spent "several million dollars" in attorneys' fees.

"I firmly believe that (mediation) will be the most important -- and greatly beneficial -- change in American jurisprudence since the early days of common law," he said.

While mediation is a way to save time and money, the parties will still need lawyers.

But Matsui said they do not necessarily have to hire mainland counsel.

"I get very irritated when people go for legal services in Hawaii and say, 'Ho, this is a big case. We better get a mainland law firm.'

"That's rubbish," Matsui said.

"To me, the lawyers we have here are exceptional, far better than big-firm lawyers who cannot see the end of the lawsuit and are preoccupied with the fighting."

It was during that "oligopoly" antitrust case, Matsui also recalled, that the mainland lawyers sat at the table, and their Hawaii co-counsels sat behind them along the walls.

"That kind of bothered me," Matsui said.

He told the group the local counsel should sit at the table and that the mainland lawyers should sit behind them.

When someone took it as a joke and laughed, Matsui told the lawyers he was serious.

"I deal with the (Hawaii lawyers) every day. I deal with you only when you fly into town, and then you fly back to wherever you came from and then I got to deal with (the Hawaii lawyers)," he said.

"So I want you guys to switch places."

With their mainland counterparts behind them unable to see their faces, the Hawaii lawyers sat at the table.

"They all had this Cheshire cat grin," Matsui recalled.

Matsui and mentor reconciled over a drink

Honolulu attorney Clyde Matsui had a falling out with the late Wallace Fujiyama that lasted more than a decade.

After graduating from Hastings College of Law, where he excelled as associate editor of the college's law review, Matsui declined to join Fujiyama's law firm.

Fujiyama, a prominent lawyer, was an outspoken advocate of local values and culture who used to visit Hastings and tell the Hawaii students to return and help the local people.

He also was Matsui's youth baseball coach.

Matsui instead joined a major downtown law firm.

Matsui said they did not talk for 11 years until a chance meeting in a bar. When Matsui was returning from the restroom, Fujiyama saw him.

"Eh, eh, come here," Fujiyama told him. "Sit down."

Matsui sat down.

"Eh, I hear you doing well," Fujiyama said.

"You must be talking to my mother," Matsui replied, "but I'm doing OK."

"No, no, no," Fujiyama said. "I hear you doing well."

Fujiyama then bought Matsui a drink.

"That's how we stated talking again, but it took 11 years," Matsui said.

http://starbulletin.com/2008/05/05/news/story02.html

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IN THE SUPREME COURT OF THE STATE OF HAWAI`I

---o0o---

cv05-00030-witness-duffy-james.gif

RICHARD SUNG HONG WONG, MARI STONE WONG, and KATHLEEN WONG,
Plaintiffs-Appellants
vs.

BENJAMIN CAYETANO, EARL I. ANZAI, MARGERY BRONSTER,
THOMAS R. KELLER,
LAWRENCE A. GOYA, CYNTHIA QUINN, HUGH R.
JONES
, DOROTHY SELLERS, STEVE GOODENOW, JOHN TSUKIYAMA,
Defendants-Appellees

and

JOHN DOES 1-25, Defendants

cv05-00030-witness-duffy-james1.gif

 

NO. 27117

APPEAL FROM THE FIRST CIRCUIT COURT
(CIV. NO. 02-1-2411)

JULY 26, 2006

DUFFY, ACTING C.J., AND CIRCUIT JUDGES AHN, NISHIMURA,
BORDER, AND HARA, IN PLACE OF MOON, C.J., LEVINSON,
NAKAYAMA, AND ACOBA, JJ., RESPECTIVELY, RECUSED

OPINION OF THE COURT BY DUFFY, J.

In this action for malicious prosecution, Defendants-Appellants Richard Sung Hong Wong (Richard), Mari Stone Wong (Mari), and Kathleen Wong (Kathleen) [hereinafter collectively, the Wongs] appeal from the February 4, 2005 final judgment of the Circuit Court of the First Circuit (1) in favor of Defendants-Appellees Benjamin Cayetano, Earl I. Anzai, Margery Bronster, Thomas R. Keller, Lawrence A. Goya, and Cynthia Quinn [hereinafter collectively, Cayetano Group], and Defendants-Appellees Hugh R. Jones and Dorothy R. Sellers [hereinafter collectively, Jones Group, and collectively with the Cayetano Group, Defendants]. (2)

On appeal, the Wongs assign a single point of error: that the circuit court erred in "determining that [the Wongs] did bring or should have brought their state malicious prosecution claims" in their prior federal court action. The Cayetano Group counters that: (1) the circuit court did not err in concluding that the Wongs' claims were barred by res judicata; (2) the judgment must be affirmed as against Kathleen based on the circuit court's unchallenged conclusion that she failed to state a claim upon which relief could be granted; (3) the judgment must be affirmed as against Richard and Mari based on the circuit court's unchallenged conclusion that their claims are barred by collateral estoppel; (4) the judgment must be affirmed as against Richard on the basis that he released his claims; and (5) the judgment must be affirmed in favor of Cayetano on the basis that the Wongs failed to raise a genuine issue of material fact. The Jones Group similarly counters that: (1) the circuit court did not err in concluding that the Wongs' claims were barred by res judicata; (2) the judgment must be affirmed as against Kathleen based on the circuit court's unchallenged conclusion that she failed to state a claim upon which relief could be granted; (3) the judgment must be affirmed as against Richard and Mari based on the circuit court's unchallenged conclusion that their claims are barred by collateral estoppel; (4) the judgment must be affirmed as against Richard and in favor of the Jones Group based on the circuit court's unchallenged conclusion that he released his claims against them; and (5) the judgment must be affirmed in favor of the Jones Group on the basis that the Wongs failed to raise a genuine issue of material fact.

Based on the following, we affirm the circuit court's final judgment in favor of all Defendants.

I. BACKGROUND

Disposition of the instant action requires consideration of a federal court action filed by Richard and Mari pursuant to 42 U.S.C. § 1983 alleging federal civil rights violations, as well as consideration of various civil and criminal proceedings instituted with respect to the Estate of Bernice P. Bishop (Bishop Estate) and its trustees, of whom Richard was one. Accordingly, this opinion sets forth the background of each proceeding insofar as it is relevant to the instant case.

A. Civil Probate Proceeding

On September 10, 1998, then-Attorney General of the State of Hawai`i Bronster (5) filed a petition in the circuit court of the first circuit, sitting as a probate court In re Estate of Bernice P. Bishop, Deceased, First Circuit Equity No. 2048, alleging misconduct on the part of the five Bishop Estate trustees, including Richard, and seeking their surcharge and removal. Jones and Sellers were the deputy attorneys general assigned to litigate the petition. The Attorney General's office also began a criminal investigation, but established a "Chinese Wall" between the probate litigation team (including Jones and Sellers) and the team pursuing the criminal investigation (including Goya and Quinn). (6)...

www.state.hi.us/jud/opinions/sct/2006/27117.htm

~ ~ ~

James Duffy is expected to testify as to the facts and circumstances regarding his role in the insurance settlement negotiations with Kamehameha Schools, P&C Insurance Company, Marsh & McLennan, Federal Insurance Co. (Chubb), XL Insurance, Ace, and others in EQ2048. Mr. Duffy is also expected to testify as to his professional, financial and social relationships with Barack Obama, Dan Case, Steve Case, Robert K.U. Kihune, Gilbert Tam, Edwina Clarke, Paul Alston, YY Valley Corporation, Bill Clinton, Aloha Airlines, Yucaipa Corp, Hillary Clinton, George Bush, Frank Fasi, Herbert Horita, Halekua Development, Ko Olina Resort & Marina, Jeffrey Stone, Richard Wong, Mari Stone Wong, Henry Peters, Matsuo Takabuki, Kevin Showe, National Housing Corp., National Mortgage Co., Roy Hughes, Island Insurance Company, Colbert Matsumoto, Wilfred Kawano, AIG Hawaii, Robin Campaniano, Sidney Ayabe, Office of Hawaiian Affairs, Benjamin Cayetano, Larry Mehau, Hawaii Protective Association, the Harry & Jeanette Weinberg Foundation, the Hawaii Land Use Commission, Dan Inouye, Daniel Akaka, Governor Linda Lingle, James Aiona; Jeremy Harris, Mark Bennett, Hugh Jones, Dorothy Sellers, Earl Anzai, Lyn Anzai, Margery Bronster, Wallace Fujiyama, Steven Guttman, Judith Neustadter Fuqua, John D. Marshall, Esq., Clyde Matsui, William S. Richardson, Judge Eden Hifo (fka Bambi Weil) Judge Kevin Chang, Judge Barry Kurren, Faye Kurren, Judge David Ezra, Judge Michael Town, David C. Farmer, Dee Jay Mailer, Nainoa Thompson, and others to be named upon discovery.

Internet references:

http://en.wikipedia.org/wiki/James_E._Duffy%2C_Jr.

http://www.hawaiilaw.com/members.htm

www.kycbs.net/Bishop5.htm

www.kycbs.net/Doc-Guttman-To-AAA-6-19-4.pdf

www.kycbs.net/SINNOTT-1-5-97.htm

www.kycbs.net/KSBE-INTERROGATORIES.htm

www.kycbs.net/IRS-10-4-97.htm

www.kycbs.net/FBI-9-17-98.htm

www.senate.gov/~inouye/99pr/99pr/06/1999617B20.html

http://starbulletin.com/1999/06/17/news/briefs.html

www.kycbs.net/EQ2048-AG-Trustees-4-27-0.pdf

www.kycbs.net/Claim-KS-IRS-12-2-0.htm

http://starbulletin.com/2002/02/10/news/story3.html

http://starbulletin.com/2002/11/16/business/bizbriefs.html

http://starbulletin.com/2003/04/16/news/story5.html

www.starbulletin.com/2003/04/17/editorial/

www.kycbs.net/AAA-9-30-3.htm

www.kycbs.net/AAA-10-02-3.htm

www.kycbs.net/AAA-10-17-3b.htm

www.kycbs.net/Aloha-Air.htm

www.kycbs.net/ArbitrateThis.htm

www.kycbs.net/Cesspool.htm

www.kycbs.net/Chevron-Texaco.htm

www.kycbs.net/RICO-BH.htm

www.kycbs.net/Confessions.htm

www.kycbs.net/Claims-By-Harmon.htm

www.kycbs.net/Claims-Branch-Island.htm

www.kycbs.net/Bishop4.htm

www.kycbs.net/Bishop5.htm

www.kycbs.net/Bishop7.htm

www.kycbs.net/Developers.htm

www.kycbs.net/HonFed.htm

www.kycbs.net/Ko-Olina.htm

www.kycbs.net/OHA.htm

www.kycbs.net/Dots-Judicial-Selection-Commission.htm

www.kycbs.net/Dots-White-House.htm

www.kycbs.net/Freedom-To-Sing.htm

www.kycbs.net/HarmonArbitration.htm

www.kycbs.net/Hawaiian-Air.htm

www.kycbs.net/JUSTICE.htm

www.kycbs.net/MaunawiliValley.htm

www.kycbs.net/McCubbin-MorganLewis.htm

www.kycbs.net/Claim-IRS-3-28-5.htm

www.kycbs.net/Yucaipa.htm

Apartheid, Hawaiian Style

www.kycbs.net/Apartheid-Hawaii.htm

“Broken Trust” book

www.kycbs.net/Broken-Trust-Book.htm

www.brokentrustbook.com

Lost Generations: A Boy, A School, A Princess

www.kycbs.net/Lost-Generations.htm

Equity 2048 -The Richards Report

http://www2.hawaii.edu/~rroth/Richards%20Master%20Report.doc

XL Reinsurance Policy No. XLRKS-01796

www.kycbs.net/Doc-EQ2048-PC-Policy-4-12-0.pdf

www.kycbs.net/Doc-EQ2048-XL-Policy-Dec.pdf

www.kycbs.net/Doc-EQ2048-XL-Policy.pdf

www.kycbs.net/Doc-EQ2048-XL-Policy-Append.pdf

Equity 2048 - Related Correspondence and Documents

www.kycbs.net/Doc-EQ2048-Mediation-Order-3-9-0.pdf

www.kycbs.net/EQ2048-Anzai-McCubbin-4-27-0.pdf

www.kycbs.net/EQ2048-AG-Trustees-4-27-0.pdf

www.kycbs.net/EQ2048-Miyagi-AG-4-27-0.pdf

www.kycbs.net/Doc-EQ2048-Seal-Docs-5-3-0.pdf

www.kycbs.net/Doc-EQ2048-PC-Peters-5-5-0.pdf

www.kycbs.net/Doc-EQ2048-AG-Witnesses-5-19-0.pdf

www.kycbs.net/EQ2048-XL-Miyagi-AG-5-26-0.pdf

www.kycbs.net/Doc-EQ2048-Form990-1998-pdf

www.kycbs.net/EQ2048-DiscoveryFees-5-30-0.pdf

www.kycbs.net/EQ2048-AG-Objection-6-23-0.pdf

www.kycbs.net/EQ2048-Federal-Response-6-23-0.pdf

www.kycbs.net/EQ2048-Deposition-Notice-7-21-0.pdf

IRS Closing Agreement for Kamehameha Schools

www.kycbs.net/KSBE-IRSagrmnt.pdf

www.kycbs.net/KSBE-IRSagrmnt2.pdf

 

TO GO TO THE WOO VS. HARMON WITNESS INDEX

www.kycbs.net/CV05-00030-Witness-Index.htm

 

Originally posted: July 1, 2005, by The Catbird

Latest update: August 13, 2009

* * * * *

CHRONOLOGY

July 1, 2005: Originally posted on www.the-catbird-seat.net

March 13, 2007: Judge David Ezra signs Order to shut down website

August 13, 2009: Latest update on www.kycbs.net

~ ~ ~

THE CATBIRD SEAT ARCHIVES

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